Yale Psychiatry Grand Rounds: October 7, 2022
October 07, 2022"From Evidence to Implementation: Four Strategies and a Mantram to Increase Uptake of Mental Health and Substance Use Treatments in Community Settings"
A. Rani Elwy, PhD, Professor of Psychiatry and Human Behavior, Professor of Behavioral and Social Sciences, Brown University
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- 00:00Thank you so much, Doctor.
- 00:03Thank you so much Doctor O'Malley.
- 00:04I really appreciate you inviting me to
- 00:08this and to seeing all of you here,
- 00:10and really excited to start spreading
- 00:12the word even more about the
- 00:15importance of implementation science.
- 00:21So we all know this quote that on average
- 00:25it takes 17 years for just 14% of original
- 00:29research to make its way into practice.
- 00:32And so this really shows that we
- 00:34really don't have an evidence
- 00:35problem when it comes to research,
- 00:37but we have an implementation problem.
- 00:39And this is where the field of implementation
- 00:42science really comes into play,
- 00:44that we really need to be
- 00:46thinking and and training.
- 00:48People to think about the relevance of their
- 00:51research and the impulse impactful Ness
- 00:53that they can have from a very early stage.
- 00:56We really need to be working
- 00:58with a range of stakeholders,
- 01:00healthcare leaders, staff,
- 01:01people in the Community,
- 01:03patients and families in order
- 01:05to break down this research to
- 01:07practice gap and increase the public
- 01:10health impact of our work.
- 01:11And we also need to be thinking about
- 01:14the different study designs that we
- 01:16use in order to speed that development,
- 01:18as doctor Melley mentioned,
- 01:20so that we don't have to wait 17 years
- 01:23and that we can have more than 14% of
- 01:26the research make its way into routine care.
- 01:30People have been spending a lot of
- 01:32time thinking about why we waste
- 01:34so much of our research funding
- 01:36and they don't necessarily focus on
- 01:38implementation science when they do this.
- 01:40But some of the things that they
- 01:43really highlight that we need to
- 01:45be doing more of are very relevant
- 01:47implementation science.
- 01:48So in,
- 01:49you know,
- 01:50work that's been happening since 2009,
- 01:53Chalmers and colleagues have been
- 01:55focusing on this,
- 01:56this number of 85% of waste in reporting.
- 01:59The use of research evidence,
- 02:01which I'm sure you've also heard about,
- 02:03and it's just staggering because if you
- 02:06look at numbers from 2010 where there
- 02:09was $200 billion of research funding,
- 02:11that means that about $170
- 02:13billion never of research,
- 02:16never really made it into publication,
- 02:19into practice, into dissemination.
- 02:21And so lots of people spend time thinking,
- 02:24why is that?
- 02:25And so they these are some of the questions
- 02:28that they're saying that we need to.
- 02:30To focus on more in our research,
- 02:32you know,
- 02:32are our research decisions that
- 02:34we're making based on questions
- 02:36that are relevant to users?
- 02:38Are we using appropriate research designs,
- 02:40methods and analysis?
- 02:42If not,
- 02:43really going to get into research
- 02:45regulation and management here,
- 02:46but that is certainly an issue.
- 02:49Do we make our research findings
- 02:52accessible and our our reports unbiased?
- 02:55And importantly,
- 02:56are they usable to the people who need them?
- 02:59So I'm going to be thinking about.
- 03:00These questions,
- 03:01along with other things that are
- 03:04related to implementation science
- 03:05throughout this talk to really think
- 03:08about how we can reduce this gap
- 03:11from evidence into implementation.
- 03:13I love this screenshot because it's
- 03:15the editorial from the very first
- 03:18issue of the journal implementation
- 03:21Science back in 2006 by Martin Eccles
- 03:24in the UK and Brian Mittman in the US.
- 03:27I've been very fortunate to have
- 03:29Brian as a mentor and implementation
- 03:31science for the last 15 years.
- 03:33And what I love about this is that
- 03:35even though implementation science
- 03:37had been around prior to 2006,
- 03:39we didn't really have a
- 03:40specific journal for it.
- 03:41And so now, I mean you will
- 03:43find implementation science
- 03:44articles in many journals,
- 03:45but this is considered our flagship.
- 03:47And in this they defined what
- 03:49implementation research is,
- 03:50which is the scientific study of methods
- 03:53to promote the systematic uptake of
- 03:55research findings and other evidence
- 03:57based practices into routine practice,
- 03:59routine care and hence to improve the
- 04:01quality and effectiveness of health services.
- 04:04And care.
- 04:04And so this is really where I'm
- 04:07coming from when I talk to you
- 04:09today about implementation science
- 04:11and implementation research.
- 04:13No one has ever told me these
- 04:14are the three unique aspects
- 04:16of implementation science,
- 04:17but they are what I think are
- 04:19the three unique aspects.
- 04:20We have implementation strategies that
- 04:22we've developed and I'll say more about
- 04:25each of these throughout this talk.
- 04:27We have these implementation strategies
- 04:28that we need to use and test to make
- 04:31sure that our evidence gets into practice.
- 04:33We've developed our own type of study design,
- 04:36which is this hybrid effectiveness
- 04:38implementation trial design,
- 04:40and we also really need to focus on
- 04:42the pragmatic aspects of our research.
- 04:45So first, the strategies.
- 04:46This paper was a seminal paper from 2015
- 04:50by Byron Powell and colleagues really.
- 04:52And they used a modified
- 04:54Delphi consensus approach.
- 04:55I was one of many,
- 04:57many people who participated in this
- 04:59work to really think about what are
- 05:02the strategies that we need to use
- 05:04to get our research into practice,
- 05:06and they define implementation
- 05:08strategies as methods or techniques
- 05:11used to enhance the adoption,
- 05:13implementation and sustainability.
- 05:14Of a clinical programmer practice,
- 05:17they list 73 strategies in this
- 05:19paper and that's very overwhelming.
- 05:22And I would say that you know
- 05:24this papers from 2015,
- 05:25there are many more identified
- 05:27and developed since then.
- 05:29So I think it's really more helpful
- 05:30to think about the buckets or
- 05:32the categories of implementation
- 05:33strategies that we can use.
- 05:35And this is actually from an
- 05:36earlier paper by the same group.
- 05:38And so here are these nine buckets
- 05:41of implementation strategies.
- 05:42I would say that the ones I
- 05:43use the most are bucket.
- 05:453 adapting and tailoring to the context.
- 05:48Bucket 4 developing
- 05:50stakeholder relationships.
- 05:52Bucket 5 training and educating stakeholders,
- 05:56and six supporting clinicians.
- 05:57We've also tried to do a little
- 06:00bit around changing infrastructure.
- 06:02That's a little bit harder,
- 06:03but all of these are things that you can
- 06:05think about when you're thinking about,
- 06:07well, how?
- 06:08What are the methods, techniques,
- 06:09and tools I need to use,
- 06:11identify, use, develop, and test?
- 06:15To get evidence into practice.
- 06:19And then our hybrid designs,
- 06:20which are really just the
- 06:22most important part,
- 06:24I was one of the most important
- 06:26parts of implementation science
- 06:27that I would say and this is really
- 06:29trying to help speed that that
- 06:32evidence to implementation process.
- 06:33So there are three types,
- 06:35hybrid type one, Type 2 and Type 3.
- 06:38And I'm going to make the argument
- 06:40that any randomized control trial
- 06:42needs to be a hybrid type one.
- 06:44And I'll be saying that more and more,
- 06:46but this is what we would
- 06:47consider a traditional.
- 06:48Randomized controlled trial of effectiveness.
- 06:51But more and more people are
- 06:52using this in efficacy too.
- 06:53And I'll say more about that too.
- 06:54But this is where we have our
- 06:56primary goals of effectiveness.
- 06:58And then we usually have our aim.
- 06:59Three, to understand more about
- 07:01the implementation context.
- 07:03You know,
- 07:03what is it that we are learning
- 07:05about from this particular trial
- 07:07that can help us move evidence
- 07:10into practice sooner and apply that
- 07:13information into the next study.
- 07:15Hybrid Type 2 is when we have dual aims
- 07:17of effectiveness and implementation.
- 07:19Trying to understand it what not only
- 07:21is our intervention effective but our
- 07:24our implementation strategies effective.
- 07:26And hybrid Type 3 is when we
- 07:27flip things on their head.
- 07:29And our primary aim is we know
- 07:31that our intervention works.
- 07:33We've tested this,
- 07:34we know this,
- 07:35we've tested it in multiple settings.
- 07:36Now we need to know what are the
- 07:38most effective strategies and so we
- 07:40randomize on strategies and that's
- 07:41really exciting and I'll I'll talk
- 07:43about some work that we're doing there too.
- 07:46And then the pragmatic aspect of our work,
- 07:49you may already know about the
- 07:52pragmatic explanatory continuum
- 07:53indicator summary or the precise.
- 07:54And this is the second version of it.
- 07:56And these are the types of
- 07:58things that we can think about.
- 07:59All randomized controlled trials are on a
- 08:03spectrum from explanatory to pragmatic.
- 08:06the Super tight controlled efficacy trials,
- 08:09especially things like drug trials,
- 08:10they're going to be at the one
- 08:13level here really controlled highly.
- 08:15Restricted, very rigid and you know,
- 08:18especially in the world of drug trials,
- 08:20that's important.
- 08:21But we're really talking about
- 08:23behavioral interventions here.
- 08:24And so these can be much more
- 08:26pragmatic moving up the scale from
- 08:28one to five in terms of what are
- 08:30the outcomes that we're assessing.
- 08:32We need to make sure that these are
- 08:34relevant to the people involved.
- 08:35You know,
- 08:36if you are talking to your
- 08:38stakeholders early,
- 08:39you'll find out that maybe one
- 08:40of the things that patients and
- 08:41families want to know about is
- 08:43like how can my loved one get back
- 08:45to work or how can my loved one.
- 08:46Have enough energy to play with their
- 08:48grandchildren or something like that.
- 08:50And so those aren't necessarily the things
- 08:52that we assess in a in an efficacy trial,
- 08:54but these are the things that
- 08:55matter to the people who are
- 08:57going to be using our research.
- 08:58Eligibility is a big thing in our.
- 09:03Try.
- 09:06And. Controlled trial,
- 09:09the expanded exclusive and often
- 09:11we exclude the people who are going
- 09:13to benefit most from our work
- 09:15and that is really true in mental
- 09:17health and substance use research.
- 09:19And a pragmatic trial would say be more
- 09:22inclusive, open it up to more people.
- 09:24Those are the people that we're really
- 09:25going to be able to affect in the
- 09:27future and we need to know if our work,
- 09:29if our research works for them now.
- 09:31And that's part of the problem of
- 09:33the research to of the evidence to
- 09:35implementation gap is that we didn't
- 09:37involve these people in the beginning.
- 09:39We excluded them and then when we
- 09:41move into Community settings we
- 09:43find that it's not working for them.
- 09:45And this gets to the setting piece,
- 09:46where is the trial being done?
- 09:48Often our work is being done
- 09:49in hospital settings,
- 09:50what we call the ivory tower,
- 09:52and we're not reaching the people
- 09:53for whom that is not the place
- 09:55where they're getting their care.
- 09:57And so again,
- 09:58another push for talking to stakeholders,
- 10:00moving our research out into
- 10:02the Community faster,
- 10:03doing more hybrid trials so that we
- 10:05can understand how our intervention
- 10:06is going to work in the place that
- 10:09we want to eventually see it in.
- 10:11And then the delivery and you know
- 10:12and this is really hard when with
- 10:15very highly protocolized renal
- 10:16randomized controlled trials,
- 10:17I understand.
- 10:18But there are things that we can do to
- 10:20think more about the flexible delivery
- 10:21and I'm going to give you an example
- 10:23of what we've done in one of those.
- 10:26So recently people have been trying to
- 10:29think about with what are the really
- 10:31key things we need to be doing to
- 10:33move evidence into implementation.
- 10:35And this is a paper that I did with
- 10:38colleagues Sarah Becker and Kelly Scott,
- 10:40who were Brown and now at
- 10:43Northwestern University,
- 10:43where we really thought about what
- 10:46are the guiding principles that
- 10:48anyone should use in terms of moving
- 10:51their research into implementation.
- 10:53And so there we came up with
- 10:55five guiding principles.
- 10:56For that,
- 10:56this paper just actually came
- 10:58out a few days ago in print.
- 11:00And then another paper that actually
- 11:03Doctor O'Malley shared with me came
- 11:05out in August in in Jamaica psychiatry
- 11:08by Beth McGinty and Matthew Eisenberg.
- 11:10Really thinking about exactly what
- 11:12we're talking about here that we have.
- 11:15We don't have an evidence problem.
- 11:16We have an implementation problem.
- 11:18And in this paper they talked about
- 11:20four different strategies that
- 11:22any researcher should use to to
- 11:24address that implementation problem.
- 11:26And that's so I've been thinking
- 11:27about this for a while and I spend a
- 11:30lot of time trying to build capacity
- 11:32for implementation science among,
- 11:34you know everyone from PhD students,
- 11:36postdocs, early career,
- 11:38up to full professors.
- 11:39And even though I've been part of this work,
- 11:42I really think when I compare like
- 11:45what Doctor Becker's got and I
- 11:47did and what Doctor McGinty and
- 11:48Doctor Eisenberg did,
- 11:49I really think that you can combine
- 11:51them into 4 strategies to increase the
- 11:54uptake of behavioral interventions and.
- 11:56I would say that first of all when
- 11:57I use the word strategies here,
- 11:59I'm not talking about an implementation
- 12:01strategy as we just mentioned,
- 12:02but just what are the ways that we can
- 12:05reduce the 17 year gap and what are
- 12:08the ways that we can make research
- 12:10less wasteful, more impactful.
- 12:12And so I would say these strategies
- 12:14are we need to conduct more hybrid
- 12:17effectiveness implementation trials
- 12:18and that was mentioned in our
- 12:20paper and also the McKinsey paper
- 12:23let's theory be your guide,
- 12:25I always say to people.
- 12:26Here is your friend Siri tells you exactly
- 12:29what it is that you need to be addressing,
- 12:31that you need to be measuring,
- 12:33and can help you plan your work.
- 12:34And we also talked about this in our paper.
- 12:37You need to get to know your stakeholders
- 12:39and that is just essential you.
- 12:41I'm not an intervention developer,
- 12:44treatment developer,
- 12:44but I talked to people who are all
- 12:47the time and I feel it at that stage.
- 12:49We need to be talking to stakeholders.
- 12:51Why develop something that
- 12:52isn't going to work?
- 12:53You can find that out from the beginning.
- 12:55Even if you conducted a really strong,
- 12:58highly controlled,
- 12:58randomized controlled trial
- 13:00and you did find effective or
- 13:02efficacy for your intervention,
- 13:03if it's not acceptable to people,
- 13:05it's not going to make it into the.
- 13:07Community based settings in which we
- 13:09want it to and so involve stakeholders
- 13:11right from the beginning and something
- 13:13that is unique and wasn't mentioned
- 13:15in those two previous papers that I
- 13:17just talked to you about is I think
- 13:19we really need to tell your tailor
- 13:20our dissemination efforts more.
- 13:22This is a big,
- 13:24there are a lot of people who focus on this,
- 13:25Ross Brownson at Washington
- 13:27University in Saint Louis.
- 13:28But I've been involved now in a quarry
- 13:32project where we really are needing
- 13:35to move our work out into wider.
- 13:38Widespread use and this tailoring
- 13:40is just really hit me over the
- 13:44head with how essential this is.
- 13:46And then of course I said 4
- 13:48strategies in a month term and
- 13:49you're going what is the mantra?
- 13:50And so mantra is fun for me to think about.
- 13:53I'm actually somebody who
- 13:55studies mantram meditation.
- 13:56And mantram in that context is
- 13:59usually a spiritual word or phrase
- 14:01that has a spiritual meaning or a
- 14:04higher level meaning and can help
- 14:07us bring focused attention to what
- 14:09it is that we need to be working on.
- 14:11It can help us also block out the noise.
- 14:14It can bring awareness to the issue and.
- 14:17A slow down and process and and so
- 14:19you'll see why I've been interested
- 14:20in this in the in the mental
- 14:22health space in a minute.
- 14:24But here I think the mantra now is
- 14:27that we really need to integrate
- 14:30HealthEquity with implementation science.
- 14:33This is not a new thing.
- 14:35It's quite a long you know a call
- 14:38to action that is long overdue.
- 14:40But you know we are now seeing
- 14:42more and more implementation
- 14:44scientists and more and more funding.
- 14:47Opportunities really focusing
- 14:48on how not only are we going to
- 14:51bring our evidence into practice,
- 14:53but how are we going to do
- 14:54this in an equitable way.
- 14:55And so just to make sure
- 14:56we're on the same page,
- 14:57I like to use this definition that
- 14:59was in a blog post in the journal
- 15:02Health Affairs that HealthEquity
- 15:03refers to providing a fair and
- 15:05just opportunity to be healthy by
- 15:07reducing and ultimately eliminating
- 15:09disparities in health and its
- 15:11determinants that adversely affect
- 15:13excluded or marginalized groups.
- 15:15So or seeing.
- 15:16All of the work here today is that we
- 15:19need to be integrating HealthEquity
- 15:22with implementation science.
- 15:23So let's go back to this first
- 15:26strategy of using hybrid trials.
- 15:28When I've talked to Jeff Kern
- 15:30and Brian Mittman,
- 15:30authors of the Seminole Paper
- 15:33on hybrid designs from 2012,
- 15:35they wish they would have emphasized
- 15:36more in that paper that every
- 15:38randomized control trial should
- 15:39be a hybrid type one trial.
- 15:41As I mentioned, you can do a really rigorous,
- 15:45unbiased trial of effectiveness,
- 15:47and some people are now doing
- 15:49it in efficacy work while also
- 15:52collecting implementation context.
- 15:53Along the way,
- 15:54and this is the information that's
- 15:56going to help you understand
- 15:57what it is that you still need
- 15:59to do to increase this uptake of
- 16:01evidence into practice.
- 16:02If we do hybrid trials that have
- 16:04a focus on effectiveness we need,
- 16:07we can then also hopefully not need to do
- 16:12as much adaptation of our intervention
- 16:15or our strategies in the future.
- 16:17So we always talk about interventions have
- 16:19core components and those are essential.
- 16:21We can't change those.
- 16:23There are essential things about,
- 16:25you know,
- 16:26cognitive behavioral therapy
- 16:27that have to happen.
- 16:29But we can talk about cultural adaptations,
- 16:31we can talk about setting adaptations.
- 16:34Targeted audience adaptations,
- 16:35the people who deliver them.
- 16:37Adaptations that will not change the core
- 16:40components of cognitive behavioral therapy,
- 16:43but will increase the uptake
- 16:44of its use in practice.
- 16:46And if we start there,
- 16:48as opposed to a really highly
- 16:50controlled efficacy trial,
- 16:51we might actually be able to build
- 16:53those things in and not need to do so
- 16:55much adaptation work in the future.
- 16:57We also need to be as Chalmers
- 16:59and colleague mentioned earlier
- 17:00that really need to think about
- 17:02what are the research questions
- 17:03that are relevant to the end users
- 17:05that could be the providers who
- 17:07are going to be delivering them,
- 17:08the patients,
- 17:08families who are going to be receiving them,
- 17:11participating in them.
- 17:11So think about that early on and we
- 17:14can do that in a hybrid trial and also
- 17:16then focus on that pragmatic issues,
- 17:18you know,
- 17:18making sure that the outcomes that
- 17:20we're measuring are relevant to
- 17:22participants that that we're not
- 17:23as rigid in who can participate
- 17:25in our trials and that helps
- 17:27with. Increasing HealthEquity and then also
- 17:30expanding our recruitment efforts as well.
- 17:34So my colleagues Megan landfall,
- 17:36Jeff Kern and Renat Badas created
- 17:38this what I love this really cool
- 17:41subway map of implementation research.
- 17:43And so you can really identify
- 17:45yourself along this line.
- 17:46So where are you in terms of
- 17:48your practice of interest?
- 17:50You know, what is it that you want to
- 17:52see implemented in real world settings?
- 17:54And then you can follow along,
- 17:55where are you?
- 17:56And so if you feel that you really
- 17:59still need more efficacy research, done.
- 18:02And you can still design for implementation
- 18:05and that's why a hybrid designs are
- 18:08now moving into the efficacy space.
- 18:10You can still do the,
- 18:12you can still do efficacy research,
- 18:14really rigorous control things
- 18:16and obviously of course in drug
- 18:18medication trials this is essential.
- 18:21But you can still be collecting information
- 18:23on what are the perceived benefits of this,
- 18:26what are the challenges to doing
- 18:27this so that you are prepared for
- 18:29moving this forward and in fact
- 18:31if you are aware of the VA's.
- 18:33Cooperative studies program where
- 18:35trials are funded at like $35 million.
- 18:38They now have a policy that everyone
- 18:42of those very large 5 to 7 year
- 18:45trials must be a hybrid type 1.
- 18:48So you even if you're doing efficacy
- 18:50research think about a hybrid type
- 18:52one or maybe you feel that you
- 18:54still need to do effectiveness.
- 18:55You you have efficacy you can move
- 18:59into effectiveness but you know this
- 19:01is where the comment from current and
- 19:03mitman come in that even an effectiveness
- 19:05research trial should be a hybrid one.
- 19:07Think you should be thinking about how
- 19:09you can get yourself onto that green line.
- 19:12I don't know if you you know in
- 19:13Boston we just call our subway lines
- 19:15by colors red line, yellow line,
- 19:17green line, the red line right now.
- 19:19It's not so great in the subway
- 19:21world in Boston.
- 19:22The Orange Line,
- 19:23which we don't have here is horrific.
- 19:25The green line is OK.
- 19:27Hopefully the green line here
- 19:28for implementation research is
- 19:29a little bit better.
- 19:31But I feel like,
- 19:32you know,
- 19:33you can do a hybrid trial at any
- 19:35point and you can also be doing
- 19:37these mixed method studies,
- 19:38designing and testing your
- 19:41implementation strategies.
- 19:42So in this trial which I will tell
- 19:44you started out as more of a clinical
- 19:46trial and I am not a clinical trialist.
- 19:48I partnered with my colleague Jill
- 19:50Bornman at VA San Diego to do a
- 19:53trial testing mantram repetition or
- 19:54mantra meditation as a treatment for
- 19:57post traumatic stress disorder among
- 19:59veterans who had been in combat.
- 20:02And our our funder which was VA
- 20:04clinical services research and
- 20:06development really wanted more
- 20:07efficacy trials but we did some
- 20:10pre work talked to a lot of.
- 20:12Stakeholders,
- 20:12because of our implementation
- 20:14science background and found that
- 20:16what we intended to do in this
- 20:18trial was not going to work.
- 20:20Maybe it could have worked
- 20:21in the trial itself,
- 20:22but it wasn't going to work long term.
- 20:23So for example, one of the
- 20:25things that we wanted to do was
- 20:26do this as a group treatment.
- 20:27We wanted to do group based monitoring,
- 20:29repetition. Jill had done lots of
- 20:32work already with mantram repetition.
- 20:34In this case, she had been looking to
- 20:37see how it could increase adherence
- 20:39to HIV treatment and she wanted
- 20:40to now move it into this PTSD.
- 20:42Space and we talked to veterans of
- 20:44all genders and found that they had
- 20:47absolutely no intention of doing
- 20:48this in a group based setting,
- 20:50but they were very happy to participate
- 20:53this in individual treatment.
- 20:54So we had to request a modification
- 20:56and move into individual treatment
- 20:57and that was our first step in
- 20:59that pragmatic space of thinking
- 21:01about that flexible delivery.
- 21:03We cannot do how this had initially
- 21:05been planned because we knew
- 21:06even if it worked in this trial,
- 21:08it wasn't going to work in the real world.
- 21:10The other thing we did is we
- 21:11really thought about who would
- 21:12be delivering these services and
- 21:14that's another pragmatic issue.
- 21:15We didn't want to hire PhD level
- 21:17people who were going to disappear
- 21:19after the study and we're only
- 21:21going to be interventionist.
- 21:23And so we talked to the clinicians.
- 21:26Masters degree level clinicians at each
- 21:28of our sites to see who would want
- 21:30to become involved in this project
- 21:32and so we really didn't involve the people,
- 21:35a lot of social workers for example,
- 21:37who would be involved in delivering
- 21:39mantra repetition in the future.
- 21:41So that was a great,
- 21:42great first step towards becoming
- 21:44more of a pragmatic design.
- 21:46Mantram repetition Mantra Meditation
- 21:48was developed by Eknath Ishwaran,
- 21:51who developed the Blue Mountain
- 21:53Retreat Center Meditation Retreat
- 21:55Center in San Diego.
- 21:57And you know,
- 21:58Mantram is just it's it's so simple,
- 22:02which is actually essential
- 22:04for implementation.
- 22:05It's not complex at all,
- 22:06and these are a couple of the books
- 22:08available at that website there.
- 22:10But really, mantram is a way of slowing down,
- 22:15having focused attention.
- 22:16Trying to make sure that you can
- 22:19block out a lot of the challenges,
- 22:21especially the kinds of things that
- 22:23happen in post traumatic stress disorder,
- 22:25nightmares incurring.
- 22:26So you the person starts,
- 22:28the first thing that you have to
- 22:30do is actually pick a montrem
- 22:31if you're in this group.
- 22:32And so the mantram has to be
- 22:34a spiritual word or phrase.
- 22:36It doesn't.
- 22:36You don't have to be a religious person,
- 22:38but you need to have a sense of
- 22:41higher order and can come from
- 22:43any religion and if any of these
- 22:46religious or spiritual words.
- 22:48Don't seem to fit for someone.
- 22:49They can pick something else.
- 22:52And so we would say if none of these work,
- 22:54you can just use the word one.
- 22:56You could not use anything vulgar,
- 22:58you couldn't use a swear word,
- 22:59etcetera, had to have a higher order.
- 23:01And we often say to people that
- 23:03your mantra will pick you.
- 23:05So for example, I went through the
- 23:07training myself because I thought, well,
- 23:08if I'm going to be trying to do this trial,
- 23:09I need to practice mantra meditation
- 23:11and see what this is like.
- 23:13And I really wanted the word.
- 23:15I really wanted the phrase Om Namah shivaya.
- 23:18It sounds so beautiful, you know,
- 23:20and a lot of these words come from
- 23:23Sanskrit or are, you know, maybe Hindi.
- 23:26Some of these words are from Buddhism,
- 23:29others are from Judaism,
- 23:32Christianity, etcetera.
- 23:33I really wanted Onama shivaya
- 23:35invocation to beauty and fearlessness.
- 23:38But as I went through the training and
- 23:40you need to learn how to invoke the mantra
- 23:42when you need it, like on the spot,
- 23:44I couldn't remember my mantra and
- 23:46so then I understood why the mantra.
- 23:48Makes you the one word that I
- 23:50could remember always was Rama,
- 23:51Eternal joy within.
- 23:52So that became my mantra.
- 23:54So I would silently say it to myself.
- 23:57I would write it down.
- 23:58Those are the kinds of things that we
- 24:01ask people to do when they need it.
- 24:03First you learn how to use the
- 24:04mantra when you don't need it,
- 24:05and then you move to using
- 24:07it when you need it.
- 24:09And we compared this to a very active
- 24:11treatment arm of present centered therapy,
- 24:14which through Polish,
- 24:16schnurr and others has really
- 24:19established very strong.
- 24:21Effectiveness and efficacy work.
- 24:23It's really helping people to
- 24:25alter their present maladaptive
- 24:27reactions and patterns and providing
- 24:30some sorry cycle education.
- 24:32And importantly,
- 24:33there's no meditation at all
- 24:34and no mantra meditation.
- 24:36And so it was a really good
- 24:38comparison arm and again,
- 24:38we had masters level people
- 24:41who were using this.
- 24:42And importantly,
- 24:43in both of our mental health settings,
- 24:46neither one of these treatments
- 24:48was available as routine and so
- 24:50it was considered something new.
- 24:51Any veteran participating?
- 24:52And so we use the caps,
- 24:55which is I will admit is not
- 24:56exactly the outcome that matters
- 24:58to the people who are using.
- 25:00It is very difficult to both
- 25:02administer and participate in.
- 25:04But you know,
- 25:05we had 89 people in our monitoring
- 25:07group and 84 in our present centered
- 25:10group and the Montreal Group improved
- 25:13tremendously on that measure over time.
- 25:15And so the present centered
- 25:17group also improved,
- 25:18but not as much as the mantra in
- 25:20terms of the Caps scoring and
- 25:22we also wanted to know.
- 25:23What was driving PTSD and so we
- 25:25thought that we could maybe find out
- 25:28if insomnia had anything to do with this.
- 25:30And so we asked about the using
- 25:33the Insomnia Severity Index and
- 25:35found that the present centered
- 25:37therapy group really didn't change
- 25:38in terms of insomnia over time.
- 25:40But the sorry the the mantra group
- 25:43did that their insomnia improved a
- 25:46little bit and kept going down but
- 25:48didn't get to the point where it
- 25:51it wasn't clinically meaningful.
- 25:52Both things both groups still
- 25:53had clinically meaningful.
- 25:55Some symptoms.
- 25:57And so this is where we were like we need
- 25:59to know about how,
- 26:00how is this actually going to work?
- 26:01We saw that it works in this group of
- 26:04veterans with post Traumatic stress
- 26:07disorder resulting from combat.
- 26:09But what was it going to take
- 26:11to make this work in real life?
- 26:13And so this is where a
- 26:14process evaluation comes in.
- 26:15After the recruitment was done,
- 26:18after providers were no longer
- 26:20referring patients to us and providers
- 26:22were such an essential part of this.
- 26:25So they really needed to have.
- 26:27Buy in, they needed to believe
- 26:28that we were doing something unique
- 26:30and helpful for the veterans
- 26:32that they were serving.
- 26:33We wanted to find out from them what
- 26:35were are some potential barriers
- 26:37and facilitators to implementation
- 26:38that we can think about now so
- 26:40that we can address in the future.
- 26:42And so this gets into strategy #2 already,
- 26:45which is the that we were guided by
- 26:47theory with this and we chose the
- 26:49theory of diffusion of innovation
- 26:51which actually was not developed
- 26:53in healthcare at all,
- 26:54really developed in the agricultural space.
- 26:57And really says that there are
- 26:59key features of any innovation,
- 27:02any adoption of innovation.
- 27:03And that is that a user will see it
- 27:06as a perceived relative advantage
- 27:07compared to anything else that they're doing,
- 27:10that it's compatible with their
- 27:12perceived needs, values, norms,
- 27:14low complexity,
- 27:15sure.
- 27:16Yet that's essential and have the
- 27:18best intervention in the world.
- 27:19But if it's seen as too complex,
- 27:21it won't be adopted.
- 27:22And so these are the kinds of things
- 27:24that we needed to assess in our
- 27:26process evaluation with our providers.
- 27:28Did they see this as a relative advantage
- 27:30for themselves and their veterans?
- 27:31Did they see it compatible
- 27:32with their perceived needs,
- 27:33values and norms and their veterans?
- 27:36And was it low in complexity to
- 27:38them and also to their veterans?
- 27:41And what the theory of diffusion
- 27:43of innovation says is when we
- 27:44start to have conversations,
- 27:46peer-to-peer conversations with others
- 27:47that we work with who are in our networks,
- 27:50in our communities,
- 27:51and we hear what they think
- 27:54about that innovation,
- 27:55then we start to consider change
- 27:57and we start to consider adoption.
- 27:59And we do this because we have
- 28:01a sense of trust.
- 28:02We believe in the person
- 28:03that we're talking to.
- 28:04And although we may not have seen
- 28:07this benefit yet of this innovation,
- 28:09we start to trust them.
- 28:11Because they are already somebody
- 28:13who we consider credible,
- 28:15and if they're telling us that it works,
- 28:17we're going to try it out too.
- 28:20And so we did a survey with 69 of
- 28:22the providers who participated in
- 28:24this trial in terms of referring
- 28:26patients to us and then we did a 12
- 28:30interviews with a subset of those just
- 28:32to get a little bit more deeper dive.
- 28:34And from the survey and the interviews
- 28:36we really had three main themes
- 28:38that came out that were can really
- 28:40inform implementation of this
- 28:42mantra meditation in the future.
- 28:44We the first two are things
- 28:45that have been talked
- 28:46about in the literature already that you know
- 28:48believing in one's own clinical judgment.
- 28:49Often Trump's the actual evidence based
- 28:52treatment because we just don't see
- 28:54that as being relevant for our patient.
- 28:57And then there are some other factors.
- 28:59But what was new in our work
- 29:01was that people, clinicians,
- 29:03providers were doing just extraordinary
- 29:06things to deliberately manufacture time,
- 29:09to have conversations with
- 29:10trusted others in their clinic,
- 29:12to learn more about Mantra meditation,
- 29:15to learn more about other evidence based
- 29:18treatments for PTSD and so for example.
- 29:21Things that they told us was that,
- 29:22you know, they wanted to have
- 29:24lunch to talk about these things,
- 29:26and they knew that having lunch
- 29:28would mean that they'll have to stay
- 29:30late to write their clinical notes.
- 29:31But doing this once a month or so
- 29:33is worth it because it was at this
- 29:36lunchtime conversation that they
- 29:37learned important aspects of treatment.
- 29:39That they really went to great effort
- 29:41to talk to colleagues outside of work
- 29:43and even walking to a colleague's car
- 29:45after work in order to have 10 minutes
- 29:48outside of the car was how they snuck
- 29:50time they were sneaking time to have
- 29:52these conversations with just really
- 29:54resonated as just like a way of trying
- 29:57to learn whatever they could and really
- 30:00emphasize to us how conversations
- 30:02about evidence based practices,
- 30:04mantra,
- 30:04meditation,
- 30:05anything are really not interwoven
- 30:07into the system yet and.
- 30:10In a way that is helpful for change.
- 30:12So here we're not talking about
- 30:14anything really related to the
- 30:16meditation trial in terms of the
- 30:18meditation as an intervention.
- 30:20We're talking about all of the organizational
- 30:22and cultural things that are happening
- 30:24in settings that we need to address.
- 30:26And we took this information and said
- 30:28this is the implementation strategy
- 30:30that we need to use in future work.
- 30:33We need to think about how do
- 30:35you promote network weaving and
- 30:36that is identifying and building
- 30:38out existing high quality working
- 30:40relationships within an organization.
- 30:42To promote information sharing,
- 30:44collaborative problem solving,
- 30:45shared goals related to an implementation.
- 30:48This is one of those 73 implementation
- 30:50strategies that's listed in
- 30:52Byron Powell's 2015 paper.
- 30:53But this really showed us that
- 30:55what we were learning from our
- 30:57providers was what we needed to do.
- 30:58And so we have since developed a social
- 31:01network survey of three questions asking
- 31:03people who do they talk to at work?
- 31:05Who do they seek advice from,
- 31:07who do they go to when there's a difficult
- 31:10clinical problem that they have,
- 31:11and answers to these questions.
- 31:13Help us identify who those champions are
- 31:15at each other's sites and who we can
- 31:18involve in our implementation efforts
- 31:20and how we can promote network weaving.
- 31:22How can we get that champion,
- 31:24that trusted person,
- 31:25to start talking to other people
- 31:27about the implementation effort.
- 31:29And that's really essential.
- 31:30And so without having done a hybrid type
- 31:33one and adding this process evaluation,
- 31:35we would never have known this.
- 31:38And so this moves us into Strategy 2,
- 31:40which is let theory be your guide.
- 31:41And I know you know that.
- 31:43You've all seen this quote from Kurt Lewin.
- 31:44Nothing is more practical than a good theory.
- 31:47And one of the things that this
- 31:49addresses in the Chalmers that all
- 31:51research waste issue is that theory
- 31:53can help us develop appropriate
- 31:55research design methods and analysis.
- 31:57And hopefully that will help us speed
- 32:00that public health impact translation.
- 32:02I always tell people that
- 32:03theory is your friend.
- 32:04It tells you what you need to measure.
- 32:06It tells you how frequently.
- 32:09Perhaps you need to do this.
- 32:10What are the kinds of concerns that that
- 32:12might occur that you haven't thought about?
- 32:14And also, we won't waste research
- 32:16dollars if we're collecting data
- 32:18that we're not intending to use.
- 32:20Theory helps us figure that out,
- 32:22and this is a wonderful website
- 32:24that is a collaboration between
- 32:25the University of Colorado and
- 32:27Washington University in Saint Louis.
- 32:29You can go to the website here.
- 32:30It's free to use.
- 32:31There are lots and lots of
- 32:33different theories, models,
- 32:34and frameworks to look at that are used
- 32:37in the implementation science space.
- 32:39In a paper in 2018 by Sharon
- 32:42Strauss and colleagues in Toronto,
- 32:44they identified at least 159 theories,
- 32:47models and frameworks.
- 32:48So we don't need any more
- 32:50development of these theories,
- 32:51models and frameworks.
- 32:52We just need to figure out
- 32:54which ones work for us.
- 32:56So in my work that I'm doing
- 32:58in the VA with my colleagues,
- 33:00Umm Keith McGuinness,
- 33:01Amanda Midboe, David Snelson,
- 33:03we have something called the bridge.
- 33:05Prairie Bridge is a short name
- 33:07for bridging the care continuum
- 33:09for vulnerable veterans in VA
- 33:11and community care settings.
- 33:13And we're really focusing on how to
- 33:15increase the uptake of three different
- 33:18evidence based practices related
- 33:19to mental health and substance use.
- 33:22We're in each of these projects.
- 33:24Each one is a hybrid Type 3 design.
- 33:25Being implemented in at least
- 33:27six sites around the country.
- 33:29Some of these are VA sites,
- 33:30some of these are community based sites.
- 33:32So for example,
- 33:33the top one veterans with opioid
- 33:35use disorder,
- 33:36this is the homeless overdose
- 33:39prevention expansion program
- 33:41that's being led by Amanda Midvale.
- 33:43And the one on the bottom right is on
- 33:46veterans released from incarceration.
- 33:49This is the pie program.
- 33:51This is called the post Incarceration
- 33:53engagement program and the.
- 33:55Now on the bottom left is the
- 33:59mission CJ program,
- 34:00and this is the maintaining independence
- 34:03and sobriety through systems integration,
- 34:05outreach and networking.
- 34:07Criminal justice,
- 34:08which is why I had to look at my notes
- 34:09because I can never remember that.
- 34:11But in each of these there are there's
- 34:13lots of evidence for this treatment.
- 34:16We are trying to, in some cases,
- 34:19use peers.
- 34:19So having a flexible delivery
- 34:21model and also thinking about who
- 34:23can deliver these interventions,
- 34:24we're using peer specialists.
- 34:26And we're trying to do this in what
- 34:28we're doing this in a hybrid Type 3,
- 34:31which means that our focus is on
- 34:33the implementation strategies.
- 34:34So I'll say more about that.
- 34:36And so here are the projects and
- 34:38I lead the implementation core,
- 34:40which is responsible for overseeing
- 34:43the tracking of the implementation
- 34:45strategies that we're using,
- 34:47focusing on how we can increase
- 34:49the spread and sustainability and
- 34:51making sure that each of the projects
- 34:53is collecting the same outcomes,
- 34:54implementation outcomes and
- 34:56effectiveness outcomes.
- 34:57So that we can make some comparisons
- 34:59across these 18 sites that are involved.
- 35:02Even though there are three different
- 35:04evidence based practices happening,
- 35:06a hybrid Type 3 focus is really on.
- 35:09That's the last hybrid step before
- 35:12truly trying to sustain something
- 35:15in in routine care.
- 35:17And so as a result of that,
- 35:18we decided to use the dynamic
- 35:21sustainability framework as our way
- 35:23of focusing on not just implementation
- 35:26of sustainability and the DSF,
- 35:28which was developed by David Chambers,
- 35:30Russ Glasgow Heart stage Dangy is
- 35:33that we need to constantly assess
- 35:35not just one time,
- 35:37but over time how the intervention
- 35:40fits with the practice setting and
- 35:42fits within the ecological system.
- 35:44So oftentimes we only assess
- 35:46these things once.
- 35:47But we really need to do this overtime.
- 35:49And so we have developed a system
- 35:51of looking at pre implementation,
- 35:52implementation and sustainability
- 35:54across these three hybrid type threes.
- 35:56So we're always learning about what's
- 35:58happening with the intervention,
- 36:00what needed to be adapted,
- 36:02how are things working in that
- 36:03particular practice setting,
- 36:04because sometimes we are in jail
- 36:06settings that are outside the VA,
- 36:08sometimes we are in outpatient settings.
- 36:10So we need to figure out you know what
- 36:12the organizational climate is like,
- 36:14what's the staffing,
- 36:14what kind of training and supervision
- 36:16is needing and then.
- 36:17Certainly the ecological system which
- 36:19is our real world factors like what's
- 36:22happening in the world of policy
- 36:24and regulation and market forces.
- 36:25So a perfect example is that we
- 36:28intended to have these sites,
- 36:30the 12 of the sites that are using peers,
- 36:33higher peers at certain times.
- 36:35So that we could use a cluster
- 36:38randomized stepped wedge design
- 36:40to roll out our evidence based
- 36:42practices to sites at a time.
- 36:44And then COVID hit this actually this
- 36:46grant got funded on October 2020,
- 36:49so we were in the midst of COVID and then
- 36:52the American Rescue Plan Act got funded.
- 36:55The ARPA in VA got lots of
- 36:58money to hire peers.
- 36:59And so even though we had staggered our
- 37:02hiring at peers at these sites to meet
- 37:05with our cluster stepped wedge design,
- 37:08we could no longer have a
- 37:10stepped wedge design because our
- 37:12sites got peers immediately so.
- 37:14In terms of flexible adaptation,
- 37:17we had to switch from a stepped wedge
- 37:20design to more of an adaptive design,
- 37:23and that was a really hard switch
- 37:25in the middle of our planning,
- 37:27but was essential because of
- 37:29the ecological system changes.
- 37:32And one of the things that I'm overseeing
- 37:34is that we are randomizing sites in
- 37:36now are now adaptive designs to either
- 37:39receive high intensity strategies
- 37:41which we're calling implementation
- 37:43facilitation or low intensity
- 37:45strategies of education,
- 37:47outreach and academic detailing.
- 37:48And both of these have very clear
- 37:51definitions of what they are and we
- 37:53are tracking and in a hybrid type 3,
- 37:56the research groups do not do
- 37:58the implementation strategy work,
- 38:00we train people on the sites.
- 38:02Appears that we've hired or in the
- 38:04case of the Hope project we train a
- 38:06lot of the social workers who are
- 38:08involved to actually do the training
- 38:10of the intervention at that site.
- 38:12And so they we are using our
- 38:14implementation strategies with those
- 38:16those people and then they in turn
- 38:19are delivering the intervention.
- 38:20And so I you know often talk about
- 38:23implementation science being
- 38:24just gigantic tracking effort.
- 38:26We track a lot of things.
- 38:28We have calls often with the
- 38:29sites to learn what they're doing
- 38:30and talk to the point of.
- 38:32Contact to learn more about what's happening.
- 38:35We've created dashboard to look at the
- 38:37different outcomes that we are assessing.
- 38:39This is just a fake version just
- 38:41for presentation to show that we're
- 38:43trying to learn about acceptability,
- 38:45appropriateness, feasibility and
- 38:47trying to see if organizational change,
- 38:50readiness for implementing change
- 38:53changes increases, gets worse etcetera.
- 38:56Over the time of the of the project,
- 38:58people will be hired,
- 39:00people will leave at cultural changes
- 39:02will happen.
- 39:03So we're just trying to track all of that
- 39:05and see how that impacts sustainability.
- 39:07We are actually presenting this
- 39:09work as part of a symposium at
- 39:12the DI Conference in in December
- 39:14if people attend that conference.
- 39:17And the other thing that we're
- 39:18doing is we're also keeping track
- 39:20of the qualitative work that we're
- 39:22collecting according to the Dynamic
- 39:24sustainability framework pieces
- 39:25and to see what we can learn from
- 39:27that in order to adapt any of
- 39:29our strategies if needed.
- 39:30And we're also presenting
- 39:32that work at the conference.
- 39:33So the third strategy is that we need to
- 39:35get to know your stakeholders and this is.
- 39:37To go back to the Chalmers piece,
- 39:39we need to be have research that's
- 39:40relevant to the users of the
- 39:42research and we need to provide fully
- 39:44accessible research information.
- 39:45And we can do this if we build these
- 39:47partnerships and these relationships
- 39:49with our stakeholders from the beginning.
- 39:51And so a project that I've done with
- 39:53colleagues and Pittsburgh funded by pecori,
- 39:55this is the heel study.
- 39:57Heel was developed long before the
- 39:59night of heel and in this case
- 40:01heel stands for healing encounters
- 40:03and attitudes list.
- 40:04It's a set of 6 self report questionnaires
- 40:07built on the promise methodology.
- 40:10Really generalizable to any treatment,
- 40:11but we're trying to use them
- 40:13to see what we can,
- 40:14how these measures might be used to reduce
- 40:17opioid use in community based pain clinics.
- 40:21And so these are our measures of treatment,
- 40:23expectancy,
- 40:23patient provider connection,
- 40:25healthcare environment,
- 40:27positive outlook,
- 40:28spirituality added towards
- 40:29towards complementing restorative
- 40:31medicine through spirit.
- 40:33Through our formative evaluation work.
- 40:35We actually decided not to focus
- 40:37on spirituality and attitudes
- 40:38and only use healthcare
- 40:40environment a little bit.
- 40:41So most of the project focuses on treatment,
- 40:43expectancy, patient provider,
- 40:45connection and positive outlook and we
- 40:48partnered every Pecori project has to
- 40:50have stakeholders involved anyway and so.
- 40:51We partnered with the UPMC Pain
- 40:54Medicine Chair, Vice Chair,
- 40:55and even though UPMC is
- 40:57central in Pittsburgh,
- 40:58a lot of their satellite clinics are
- 41:00suburban and some are even considered
- 41:02rural because they read they're
- 41:04like 2 hours away from Pittsburgh.
- 41:06And so it was a really great place to
- 41:08try to do a true implementation project.
- 41:11Carol Greco,
- 41:12who led the project with Ajay Wassan,
- 41:14had already done so much work to show
- 41:16that there was a strong relationship
- 41:18between responses to treatment expectancy,
- 41:20positive outlook.
- 41:21Patient provider relationship and
- 41:23promise measures of pain severity,
- 41:25promise measures of global
- 41:27functioning etcetera.
- 41:28We just wanted now to see can we put
- 41:30these measures into what was already
- 41:32happening in the clinic and the clinic
- 41:35was already using the choir platform,
- 41:37the collaborative Health Outcomes
- 41:39Information Registry and open source
- 41:41web-based patient reported outcome
- 41:43application where patients are sent
- 41:45an e-mail link and or they can
- 41:47complete the survey questions on
- 41:48a clinic pad and the survey is of.
- 41:52The promised measures had started
- 41:53in 2016 and we wanted to roll into
- 41:56this the treatment expectancy,
- 41:58patient provider out,
- 41:59patient provider relationship
- 42:01and positive outlook questions.
- 42:03So this is the kind of report on
- 42:05the promise measures that clinicians
- 42:06in the pain clinics would get
- 42:08before they saw their patients.
- 42:10And so we would be adding in these
- 42:12treatment expectancy questions for example,
- 42:14so that they could look at them.
- 42:15And the whole goal was to try to
- 42:18increase greater conversation about
- 42:20pain treatment between the provider
- 42:22and the patient and reduce opioids
- 42:25hopefully and then refer to other
- 42:27non pharmacological treatments.
- 42:28And so we had a lot of,
- 42:31we did formative evaluation work,
- 42:33we did process evaluation and
- 42:35summative evaluation.
- 42:35But really the intervention here
- 42:37was putting these heel measures
- 42:39into the choir platform,
- 42:40so involved the IT group and then
- 42:43trying to use our strategies to get.
- 42:46Clinic staff to talk to this
- 42:47about with their with their people
- 42:49who check in for the clinic,
- 42:51trying to talk to the providers about it,
- 42:53reminding them that these aren't.
- 42:56Measuring.
- 42:57A.
- 43:01There's evaluation work,
- 43:02and the other work is forthcoming.
- 43:05And here are some examples
- 43:07of treatment expectancy.
- 43:09So Umm, you know,
- 43:10not surprising to any of you,
- 43:13but I'm confident in this treatment,
- 43:15this treatment will be successful.
- 43:16I feel good about this treatment, etcetera.
- 43:18And so our formative work was really to
- 43:20talk to patients and providers and staff
- 43:22to find out what they thought about it.
- 43:24And again, we drew on the theory
- 43:26of diffusion of innovation.
- 43:27So we wanted to know what
- 43:29did they think about it.
- 43:30And we were able to figure out what was the
- 43:32relative advantage of this considered higher,
- 43:34low and so some patients.
- 43:36Said that it was high that, you know,
- 43:38when they go to the pain center,
- 43:39they don't expect to leave pain free.
- 43:41They want their pain just to
- 43:43be manageable or tolerable.
- 43:45They think that their doctor feels that
- 43:47the opioid problem is people not wanting
- 43:48to have pain and but really what they
- 43:50want is just to be able to manage it.
- 43:52And so they felt it would be great
- 43:54to answer these treatment expectancy
- 43:56questions and then to have a conversation
- 43:58with their provider about it.
- 44:00Some providers thought it would be
- 44:02a great idea because they are very
- 44:04interested in treatment expectancy.
- 44:05They know how it affects.
- 44:06Pain perception.
- 44:07And then some patients
- 44:09and providers thought oh,
- 44:10these,
- 44:10you know,
- 44:11these questions are really repetitive
- 44:13and people aren't going to want to
- 44:15listen to this or people aren't going
- 44:17to want to complete these items.
- 44:19And so they were really doubtful about it.
- 44:20And then this gave us some information
- 44:24to develop implementation strategies.
- 44:26And so for patients,
- 44:28we did these FAQ sheets where we
- 44:31look specifically at, you know,
- 44:34these questions seem repetitive.
- 44:35Do I really need to answer these,
- 44:36you know, will my doctor talk to me about?
- 44:38These will these affect my treatment.
- 44:39Those are the kinds of things that
- 44:41we were hearing from patients and
- 44:43our interviews and so we created some
- 44:45educational strategies to address that.
- 44:47For providers,
- 44:47we went a little bit more actively
- 44:50and we created these six videos
- 44:52with our stakeholder champion,
- 44:55the clinic lead about the different
- 44:57types of measures that we were
- 45:00using and really sharing with
- 45:02providers what was important.
- 45:04So they were short,
- 45:06you know two-minute videos
- 45:07that we sent to clinics.
- 45:09The clinics would then do a little red
- 45:11CAP survey to to say that they'd watched
- 45:12it and then you know the Clinton,
- 45:14we had a little competition going,
- 45:16clinics who watched more of the survey,
- 45:20more of the videos,
- 45:22got coffee and Donuts for that week.
- 45:24So just trying to get the word out in
- 45:27an educational strategy and sort of
- 45:29engaging way about why it's important
- 45:31to do this because this project was
- 45:34a true implementation project.
- 45:36It was not a hybrid type three.
- 45:37We did not have any research.
- 45:39Staff in the clinics,
- 45:40we were just trying to remotely
- 45:42convince people at these clinics
- 45:43that this is what they needed to do,
- 45:46and so a real true test of behavior change.
- 45:50And so we're still working on the results.
- 45:52The project has ended in April,
- 45:55but you know over we have these
- 45:56different nine month periods that
- 45:58we looked at and there were a lot of
- 46:00unique patients at these clinics,
- 46:01a lot of patient appointments and
- 46:04we looked at initially did patients
- 46:06complete the surveys and did staff
- 46:08complete looking at those reports
- 46:10because we really didn't have any
- 46:12other way of seeing how engaged
- 46:14they were with these results.
- 46:16So pre implementation of
- 46:18these measures which was 2018.
- 46:21These were sort of our baseline when it
- 46:23was just the patient reported outcomes,
- 46:25just the promise measures in the
- 46:26system surveys were being completed,
- 46:28about 72% of the patients,
- 46:30about 79% of the staff were looking at these.
- 46:32These are pretty high numbers and
- 46:34we didn't know if we'd be able
- 46:36to improve upon that post heal,
- 46:38but still pre COVID around 2019,
- 46:41so post heal implementation,
- 46:43so now the heel measures of treatment
- 46:46expectancy etcetera are in the system
- 46:48are more people completing the surveys.
- 46:51Not really.
- 46:52Our more staff reviewing their reports.
- 46:54No, it's totally the same.
- 46:56And so we had to like up our
- 46:59implementation strategies.
- 46:59We did further educational efforts,
- 47:02we did a retreat.
- 47:03We did started doing journal clubs,
- 47:04we did lunch and learns,
- 47:06then COVID hits and everything
- 47:09went remote and interestingly.
- 47:11As a result of telemedicine,
- 47:13when people could not see their patients
- 47:15and patients could not see their
- 47:17doctors in real life everything was virtual.
- 47:19We had a higher survey completion rates.
- 47:22And we had a higher rate of clinicians
- 47:24and staff looking at those reports and
- 47:27so really indicated that there was
- 47:30a real need for understanding more
- 47:32about how people were feeling about
- 47:34their treatments in this telemedicine space.
- 47:37And when we looked at changes over time
- 47:40in terms of what was happening with,
- 47:43you know, and we and it's not
- 47:45a controlled trial at all,
- 47:460 control on this.
- 47:47We're making a lot of assumptions and of
- 47:49course there are a lot of limitations here.
- 47:51But we can see that from 2018 until now,
- 47:55there's been a big increase in
- 47:57referrals to integrative medicine,
- 47:5950%.
- 48:00And there's been an increase of 19%
- 48:03in referrals to psychiatric and
- 48:05psychological services and maybe.
- 48:08This is a result of having a decrease
- 48:10in prescriptions for opioids,
- 48:11which are down 8 to 14%.
- 48:13Orders for injections are down
- 48:15a little bit and interestingly,
- 48:17orders for physical therapy
- 48:18and occupational also down,
- 48:19and we think it might be because they're
- 48:21referring more to integrative medicine.
- 48:23We also saw a decrease in the
- 48:25number of ER visits and urgent care
- 48:28visits per pain patient.
- 48:30That doesn't mean these visits were
- 48:32not necessarily related to a pain
- 48:34issue that they were experiencing.
- 48:36And so it's just an observation.
- 48:38That we've made.
- 48:39But this is a true implementation project.
- 48:42This is, there's nothing controlled here,
- 48:44there's no research staff.
- 48:45This is just the use of strategies to try
- 48:49to increase the uptake of something that
- 48:51we think will work to change practice
- 48:54behavior and change prescribing behavior.
- 48:56And all built on the formative evaluations
- 48:59and process evaluations that we're
- 49:01doing to learn what's working and
- 49:04what's not working in the clinics.
- 49:06And so the final strategy is that we need
- 49:10to tailor our dissemination efforts more.
- 49:11And this will really help address the
- 49:14Chalmers comment of having unbiased
- 49:16and usable research reports like
- 49:17what can we create for the different
- 49:20audiences and the different groups who
- 49:23need to know more about our efforts
- 49:25to decide that they also want to
- 49:28adopt it and invest in this.
- 49:30And I just will say that Yale
- 49:33has a terrific dissemination.
- 49:34I don't know what you call it,
- 49:37a report, a report on strategies,
- 49:41but I use this all the time.
- 49:43I share it with lots of people.
- 49:45If you aren't familiar with this,
- 49:46it's it's the link is there
- 49:48and I will share these slides.
- 49:49But really talking about these key
- 49:51characteristics of an effective
- 49:52dissemination plan and that number one,
- 49:54is super important to orienting towards the
- 49:56needs of the audience using appropriate
- 49:59language and information levels.
- 50:00And when we are thinking about this,
- 50:02a quarry project that we just completed
- 50:04and how can we start to convince people
- 50:07that they can add these questions,
- 50:09these treatment expectancy, excuse me,
- 50:11expectancy, positive outlook,
- 50:14patient provider relationship
- 50:16questions in a way that may inform
- 50:19the conversations that providers and
- 50:22patients are having and may inform future
- 50:25treatments moving away from opioid use,
- 50:27moving into non pharmacological
- 50:28treatments we think well what is it?
- 50:30That a clinic needs to know what is
- 50:32it that leadership needs to know
- 50:34and we're talking to, you know,
- 50:36small, you know,
- 50:37small clinics around the country.
- 50:38We're talking to larger hospital based.
- 50:41What do they need to know?
- 50:43And honestly what they need to know is
- 50:46what are the costs of implementing this.
- 50:49And luckily,
- 50:50Lisa Saldana,
- 50:50who's at the Oregon Social Learning Center,
- 50:53has worked done a lot of work on
- 50:55something called the stages of
- 50:57implementation completion checklist,
- 50:59which she has also shown can be
- 51:01a way of tracking the costs of
- 51:04implementing these strategies.
- 51:05And these are the eight steps in an
- 51:08implementation pipeline if you will.
- 51:10First,
- 51:10there's a pre implementation phase of
- 51:13engagement understanding, feasibility,
- 51:15readiness planning with a site.
- 51:18So those are considered.
- 51:19The first three steps are pre
- 51:21implementation work and then so besides
- 51:23done all that and they're ready to implement,
- 51:26you can move to the implementation
- 51:27phase which is we hire staff and train
- 51:29them or we don't need to hire staff
- 51:31but we move staff into certain roles,
- 51:33we do some fidelity monitoring we.
- 51:36Maybe the research team provides some
- 51:37consultation to get started up and
- 51:39maybe at that point then someone at
- 51:40the site takes over that consultation,
- 51:42working with the different groups of the
- 51:44clinic on that implementation effort.
- 51:46There's going to be some ongoing
- 51:47monitoring of what's going on.
- 51:49That's the implementation phase.
- 51:50And then obviously we need to
- 51:52understand has true competency been
- 51:54achieved which can lead to sustainment.
- 51:56Each of these eight steps requires the
- 51:59research team to do a lot of tracking
- 52:02of the different efforts involved in
- 52:04every implementation to understand
- 52:06what does engagement mean for me?
- 52:08What does feasibility mean for me?
- 52:10Who's involved with that?
- 52:11But through this meticulous tracking,
- 52:13and especially if you're working
- 52:15with a champion like we were with
- 52:17the head of the Pain Medicine Group,
- 52:19we could start to identify what does
- 52:20that mean in terms of minutes and what
- 52:23does that mean in terms of costs for
- 52:25the people who are working on this.
- 52:27And so through a lot of work we did a cost,
- 52:30we got an extension for Macquarie to do
- 52:31a cost of implementation enhancement.
- 52:33We tracked costs from March 1st
- 52:35to November 30th of 2021.
- 52:37We found that at this point
- 52:39there were 24,000 patients.
- 52:41This involved 74 clinic personnel.
- 52:43We could figure out when people
- 52:45moved from a pre implementation to
- 52:47an implementation to a sustainment
- 52:49phase in each of these clinics.
- 52:51And then we also could figure out
- 52:53who at each of the clinics was
- 52:55working on this and so in general.
- 52:57We collected costs that are going
- 52:59to help a future clinic decide
- 53:01do they want to invest in this,
- 53:03what is this going to mean for
- 53:05us at what's the bottom line.
- 53:07And so looking at attending physicians,
- 53:09mid level providers, nurse managers,
- 53:11nurses etcetera,
- 53:12including front desk staff
- 53:14because they're very important.
- 53:15We found that one hour of heal
- 53:19implementation of tracking,
- 53:21you know the input,
- 53:22you know for everything from encouraging
- 53:25people to complete the surveys sending out.
- 53:28Survey links reminding them
- 53:30downloading reports, looking at them,
- 53:33having conversations, etcetera.
- 53:34But that was about $572 per hour.
- 53:39Per clinic and a 10 minute increment for
- 53:42all clinic staff is about $95 because
- 53:44not everything happens in an hour time,
- 53:46sometimes just little bits and pieces,
- 53:48which means that a total implementation
- 53:51cost for heal is about $28,000.
- 53:53And so this is now something that we
- 53:56can disseminate to clinics to think
- 53:59about is this worth your investment
- 54:02and if people think about what having?
- 54:05Patients use opioids has led to and
- 54:08what that crisis is like and what
- 54:10they might be saving elsewhere.
- 54:12This is the kind of decision making
- 54:14that can happen in terms of deciding
- 54:16whether or not to adopt or not
- 54:17adopt an innovation or in this
- 54:19case an evidence based practice.
- 54:21So in summary,
- 54:22we've talked about a lot of things that
- 54:24can address the implementation gap and
- 54:26reduce waste and research by increasing
- 54:28uptake of evidence into the community.
- 54:30We talked about using hybrid study designs,
- 54:33be guided by theory,
- 54:34get to know your stakeholders and
- 54:36tailor your dissemination efforts.
- 54:38And throughout it all,
- 54:40we hope that HealthEquity can be achieved
- 54:42through using pragmatic real-world research.
- 54:45Few, if any exclusions, we take all comers.
- 54:49Research is meaningful to the end users.
- 54:51Adaptation needs are considered
- 54:53at the beginning so that we're
- 54:55not implementing something that
- 54:56isn't going to work in real world.
- 54:59And we also can start to
- 55:00incorporate new ways of thinking,
- 55:01and I didn't really talk about this yet,
- 55:02but this is what is going on right now
- 55:04in the HealthEquity space is how can
- 55:06we take the existing theories that
- 55:07we have and just and just incorporate
- 55:09new ways of thinking into them.
- 55:11So if we're thinking about did we reach
- 55:13people we can think about or who's adopting,
- 55:16we can answer ask questions that have
- 55:19a HealthEquity perspective to them.
- 55:21So did all settings equitably
- 55:22adopt the intervention?
- 55:24Are the health impacts that we
- 55:25see equitable across all groups?
- 55:27Are all populations?
- 55:28Equitably reached by this intervention.
- 55:31So just taking our theory but thinking
- 55:33about them in new ways in which we
- 55:35can achieve HealthEquity and that's
- 55:37definitely something a goal for me.
- 55:39I'm not yet there trying to do that
- 55:41with like current projects and hope it
- 55:44becomes something that we do all the time.
- 55:47And with that, I'll stop.
- 55:48Thank you very much.
- 55:50Thank you so much.
- 55:52Really enjoyed your presentation.